LEED and Executive Order 13514: What's the Connection?

November 2, 2010
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The FDA Complex in White Oak, MD, developed by GSA and designed by KlingStubbins in association with RTKL, is a good example of how the Executive Orders have empowered Agencies to implement LEED standards in both certified and non-certified projects.

During the past decade, the federal government has taken a range of initiatives to implement sustainable requirements into new and existing federal buildings. More recently, Presidential Executive Orders (EO 13423 and EO 13514) are driving specific green building practices and requiring accountability. These Executive Orders set far-reaching goals for reducing the environmental footprint of federal agencies’ real estate portfolios via set “Guiding Principles,” or standards. These standards can be correlated to USGBC’s Leadership in Energy and Environmental Design (LEED) Rating System. Across all federal agencies, facilities staff are now actively involved in implementing these requirements. Going forward, all applicable federal projects, contracts, leases, buildings and procurements must apply these Guiding Principles. This is presenting opportunities for green consultants, products and services.

The new LEED Gold “Eagle Wing” dormitory in Albuquerque, by DOL’s Job Corps program, designed by Dyron Murphy Architects, illustrates how a Federal program can  provide leading examples in building form, materials use, and mechanical system innovations.

A Little History

In 2006, a historic step was made during the first White House Summit on Federal Sustainable Buildings. By signing the Federal Leadership in High Performance and Sustainable Building Memorandum of Understanding (MOU), 19 federal agencies, controlling more than 90 percent of the total federal facility square footage, created a “lynchpin” for guiding federal buildings towards sustainability. Five Guiding Principles were subsequently incorporated into Executive Order (EO) 13423 of January 24, 2007 and subsequently by EO 13514 of Oct 5, 2009, which expanded on EO 13423. These EOs span two presidential administrations, one republican and one democrat. Clearly, green building is here to stay. In December 2008 the Guiding Principles were updated to include existing buildings and current sustainable design practices.

The Interagency Sustainability Working Group (ISWG) is charged with developing technical guidance for implementing the Guiding Principles. It is also refining and expanding the Guiding Principles, and it prepared the 2008 update that is currently used by federal agencies. The ISWG was established in 2001 and is jointly coordinated by the Department of Energy’s (DOE) Office of Federal Energy Management Program (FEMP) and the General Services Administration (GSA). The ISWG is comprised of facility and policy staff from federal agencies and is the staff-level coordinating body for sustainability of the built environment in the federal sector.

What is an Executive Order and where did this one come from?

An Executive Order is a directive, by the president, to federal agencies, to implement administration policy. EO 13423 turned the Guiding Principles into a directive for implementing the range of sustainable measures into federal agency building projects, and 15 percent of the existing federal building inventory, among other aspects. EO 13514 incorporates and expands EO 13423 by adding important Greenhouse Gas management, net-zero energy design after 2020, and a sustainable building goal of 100 percent conformance over time. The implementation of these orders is coordinated by the White House Council on Environmental Quality (CEQ) which oversees the Office of the Federal Environmental Executive (OFEE). The National Environmental Policy Act of 1969 assigns CEQ with the task of ensuring federal agencies implement environmental directives. OFEE works with the Office of Management and Budget (OMB), with the guidance of the ISWG, to manage and plan for how the EO is realized. Agencies must now report status and progress in meeting the EO goals to OFEE/OMB. They have deadlines and targets to adhere to and they are scored red, yellow or green depending on how well they perform based on verifiable metrics. Red is bad, green is good. This mandate is huge, millions of square feet of new and existing federal properties, projects and leases.

"The Tower Building, Rockville, MD (LEED-EB Silver) has GSA and the US Department of Health and Human Services as a tenant. In the commercial real estate market, saavy office building owners, such as The Tower Companies, have implemented LEED EB-O&M conversions. These respond to green lease demands created by the Executive Orders and will help Federal tenants meet sustainability targets. Photo Courtesy The Tower Companies"

What does this have to do with LEED?

In the mid 90’s, the USGBC had produced a definitive manual on how green building can be done (the Technical Resource Guide). USGBC then turned its attention on the problem of green washing, verification and a rating system for green building. The USGBC/LEED committees that formed around the five LEED categories were (and are) national experts and highly informed stakeholders in what would constitute green building standards. These committees, through an exhausting process of dialog, consensus and public review, were able to identify the “edge” or “zone” of what is possible to what is difficult but achievable in how buildings are designed, built and verified as green.

This work was seminal, unprecedented and definitive. By early to mid 2000's LEED had become the de facto comprehensive green building standard in the U.S. What is measurable in green building became defined by LEED. To a large extent, this system is the only exposure to green building that many design and construction professionals have. It is no surprise, then, that the members of the ISWG looked first to their experience with the LEED rating system to define federal priorities via the MOU and Guiding Principles. Given that LEED includes a menu of options, the environmental performance of LEED buildings varies. The federal government determined that it wanted a clearer and higher bar than attainable by the flexibility in LEED. Therefore, while the Guiding Principles build on the metrics of LEED, they also establish a set of “non-negotiable” green building practices for federal projects. That said, both the LEED rating system and the certification process continue to be invaluable tools and ubiquitous in federal agency policies. Furthermore, with some stipulations, federal agencies have the option of demonstrating compliance with the guiding principles for a building by either obtaining third-party certification (ie. LEED) or doing the verification on their own using the Guiding Principles.


Furthermore, the Department of Energy (DOE) is charged with defining standards for high-performance sustainable buildings per the Energy Policy Act of 2005 and the Energy Independence and Security Act (EISA) of 2007. In the May 28, 2010 Notice of Proposed Rulemaking (NOPR), which is under DOE review (and subject to change), DOE proposes to adopt the December 2008 version of the Guiding Principles to meet this definition. Also, by directive of EISA, DOE is also to: “identify a certification system and level for green buildings that the secretary determines to be the most likely to encourage a comprehensive and environmentally-sound approach to certification of green buildings.'' Citing a GSA study by Pacific Northwest National Laboratory that evaluated leading green building rating systems, DOE identifies LEED Silver as a certification system and level that fulfills the requirements of the above statute.

A major issue involving LEED and the Guiding Principles is the challenge of verification for non-LEED projects. Terms such as “LEED equivalent,” “LEED certifiable” or “LEED-able” abound but may not necessarily imply rigorous compliance documentation. The power of LEED as a standard is that it is integral with GBCI verification of the green design and construction measures. Absent a LEED certification process, agencies are free to develop their own protocols for ensuring that the Guiding Principles and LEED standards are met and to record these on their scorecards. This issue of non-LEED verification of sustainable measures will likely be a consideration by the ISWG in the year to come. 

This all continues to be a rapidly changing field. Other voluntary industry green building standards are under development, namely ASHRAE 189.1P and the International Green Construction Code, by the International Code Council. How the new and existing tools and standards are used by the federal government will continue to evolve as standards mature.  

The author is the Sustainability Manager with PB Dewberry for the Dept. of Labor’s National Office of Job Corps, Division of Facilities and Asset Management. 

Where to Now?

We are in a new era and a massive transition to sustainable technologies, methodologies and materials. As evidenced during the recent GreenGov Symposium in Washington, hosted by CEQ on Oct 5, 6 and 7, this administration is now forging ahead. It is requiring the federal government to lead by example with critical guidance by DOE & FEMP, EPA, the ISWG, CEQ and OFEE. Conversance, and better, experience, in the methods, metrics and measures used for achievement in sustainability is now needed. These standards will continue to be strongly influenced by LEED whether a federal project is seeking certification or not.


Shawn Herrera, Federal Energy Management Program, US Department of Energy

Kim M. Fowler, Pacific Northwest National Laboratory

Alison Kinn Bennett, United States Environmental Protection Agency.

This article previously appeared as a white paper written on behalf of the USGBC National Capital Region Chapter. 

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Consensus Based Standards Development

Jay Thomas
November 3, 2010
To refer to LEED standards as being developed by consensus is misleading. USGBC does not devleop the LEED standards according to the American National Standards Institute (ANSI)"Essential Requirements" which require the process to be equitable, accessible and responsive to the requirements of various stakeholders. USGBC develops the LEED standards through the LEED Steering Committee, subcommittees and working groups. All people on these committees are appointed assuring USGBC control over the participation. Further control of the public comment period is assured through the USGBC balloting procedure in which only USGBC members may participate and must opt-in to be part of what they call the "consensus body". The consensus body is defined by the USGBC. According to their "foundations of LEED" document, "If necessary, the LSC shall appoint voters from and among USGBC member organizations which have not already been elected to become part of the consensus body so as to balance the consensus body." In other words, since the USGBC does not define the consensus body they can stack the deck to assure their agenda prevails. The Green Building Initiatives ANSI/GBI 01-2010: Green Building Assessment Protocol for Commercial Buildings is currently the only consensus based green building standard in existence.

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